Risk, Compliance, and Regulation for CFOs
Description
This course covers core regulatory, compliance, and enterprise risk areas that modern CFOs must oversee. It includes frameworks for internal controls, fraud prevention, and cybersecurity awareness — tailored for SMBs and private companies — alongside evolving regulatory expectations.
Objective
Analyze key financial, operational, and regulatory risks facing CFOs in SMBs Apply internal control and risk management frameworks (e.g., COSO, ERM) to evaluate organizational readiness Assess the CFO’s role in fraud prevention, compliance oversight, and ethical governance Integrate cybersecurity and data protection strategies into enterprise risk governance
Attendee Information
Cory Ng
Required Knowledge
Familiarity with GAAP, internal control environments, and financial statement preparation
Credit Types
- CPE – Management Services
Event Code:RCR2-2026-01-WEBNR-316-01
Fields of Study:CPE - Management Services
Other fields:
The North Carolina Association of Certified Public Accountants is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org/.For information regarding refund, complaint, program cancellation or other policies, visit our Registration Policies page or call 800-469-1352.